Welcome to SEDI Online Help for Agents

Nature of Transaction Codes

Nature of Transaction Codes

The following nature of transaction codes should be used within SEDI for insider reporting. These codes are used to identify the types of transactions being reported.

Note: Nature of Transaction Code numbers and descriptions have been changed from the ones used on the paper form before the development of SEDI

General

Code	Description
00	Opening Balance – Initial SEDI Report
10	Acquisition or disposition in the public market
11	Acquisition or disposition carried out privately
15	Acquisition or disposition under a prospectus
16	Acquisition or disposition under a prospectus exemption
22	Acquisition or disposition pursuant to a take-over bid, merger or acquisition
30	Acquisition or disposition under a purchase/ownership plan
35	Stock dividend
36	Conversion or exchange
37	Stock split or consolidation
38	Redemption/retraction/cancellation/repurchase
40	Short sale
45	Compensation for property
46	Compensation for services
47	Acquisition or disposition by gift
48	Acquisition by inheritance or disposition by bequest

Issuer Derivatives

Code	Description
50	Grant of options
51	Exercise of options
52	Expiration of options
53	Grant of warrants
54	Exercise of warrants
55	Expiration of warrants
56	Grant of rights
57	Exercise of rights
58	Expiration of rights
59	Exercise for cash

Third Party Derivatives

Code	Description
70	Acquisition or disposition (writing) of third party derivative
71	Exercise of third party derivative
72	Other settlement of third party derivative
73	Expiration of third party derivative

Miscellaneous

Code	Description
90	Change in the nature of ownership
97	Other
99	Correction of information